Assistance

Dealers should be in a position to rely on the comments and facts made available to all of them by individuals with whom the traders need reliable her financial welfare. Investment professionals who create untrue or inaccurate comments not only hurt buyers but additionally decrease the level of buyer self-confidence when you look at the investments occupation and threaten the stability of capital markets as a whole.

A misrepresentation is actually any false report or omission of a fact or any statement definitely or else untrue or inaccurate. Continue reading →